Regulatory Compliance Best Practices for Independent Insurance Agents
North American Software Associates
NOVEMBER 15, 2023
No insurance agent sets out to break the rules — after all, insurance is in place to protect people when rules get broken around them. So why is there so much emphasis on insurance regulatory compliance in our industry? The answer is simply that the insurance industry is complex. Even the best insurance agent can sometimes step over the line if they’re not paying attention, no matter their intentions.
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